The Tribunal can review decisions of the Executive Director of Securities or an exchange, self-regulatory organization, quotation and trade reporting system, clearing agency, auditor oversight body, trade repository and derivatives trading facility under the Securities Act and the the Director of Mortgage Brokers under the Mortgage Brokers Act.

Starting and Participating in a ReviewFiling a Motion

Steps of a Review

Information on how to start or participate in a review.

Information on filing and responding to a motion.

Information on the steps to take in a review proceeding.


How to Prepare for the Hearing
The Hearing Day

Information on preparing your witnesses, evidence and arguments for the hearing.

Information on what to expect at the hearing.